Clients / References

Representative Clients:

Public held Companies

Closely Held Companies

Start-up Companies

Emerging Growth Companies

Development Stage Companies

General Partnerships

Limited Partnerships

Limited Liability Companies

Shareholders

Broker/Dealers

Registered Reps

Investment Advisors

Venture Capital Companies

Business Development companies

Participants in SEC Investigations

Targets of SEC Enforcement Actions

Defrauded Customers of Stockbrokers

Federal Government Contractors

California State Government Contractors

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